Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James McLaughlin Patrick | 1914275 | 4 | 04/09/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Francis Moffitt Traynor | 449006 | 3 | 04/07/2014 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Christopher Hagopian | 2885852 | 2 | 04/04/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Amerigo Mario Romano | 2474186 | 1 | 04/03/2014 | Customer Dispute | Settled | $185,000.00 | $0.00 | See FINRA Report |
| Rocki Rance Walker | 711581 | 1 | 03/31/2014 | Customer Dispute | Settled | $46,576.00 | $0.00 | See FINRA Report |
| Scarlet Nichole Kelso | 5824649 | 1 | 03/28/2014 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Julia L Smart | 2721076 | 1 | 03/17/2014 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Srikumar Ramanan | 2023199 | 2 | 03/11/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen R Mihalek | 4403050 | 3 | 03/07/2014 | Customer Dispute | Denied | $88,000.00 | $0.00 | See FINRA Report |
| Darlene Lesch-Palmer | 1240330 | 5 | 03/07/2014 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |