Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rafael Alberto Gonzalez | 2096117 | 17 | 05/20/2014 | Customer Dispute | Settled | $320,038.00 | $0.00 | See FINRA Report |
| Gerald Edward O'Connor | 3117815 | 2 | 05/20/2014 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jeffrey Chin Won | 1497023 | 4 | 05/16/2014 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| John William Toggweiler | 1052971 | 3 | 05/09/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Justin Caruso | 735475 | 2 | 05/08/2014 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Matthew Alan Marino | 4770863 | 1 | 05/06/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joe Gene Schmitt | 1915289 | 2 | 05/05/2014 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Vito Mannino | 2655425 | 1 | 05/01/2014 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Harold William Schwartz | 416283 | 3 | 04/23/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Louis Sack | 716953 | 5 | 04/22/2014 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |