Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rebecca Nichole Cyphers | 2990838 | 1 | 07/17/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 07/01/2014 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 06/23/2014 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Karl David Tresner | 5468754 | 2 | 06/13/2014 | Customer Dispute | Denied | $5,579.00 | $0.00 | See FINRA Report |
| Stephan David Zacharkiw | 4151131 | 1 | 06/12/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gerald Joseph O'Connell | 1174073 | 1 | 06/11/2014 | Customer Dispute | Award / Judgment | $439,841.00 | $0.00 | See FINRA Report |
| Leeda Rose Dublo | 2909815 | 2 | 06/10/2014 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan Ross Fladell | 4986647 | 3 | 06/03/2014 | Customer Dispute | Settled | $155,000.00 | $0.00 | See FINRA Report |
| Hanna E Lahood | 3249241 | 1 | 06/02/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 05/27/2014 | Customer Dispute | Settled | $295,778.00 | $0.00 | See FINRA Report |