Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Oswaldo Hernandez | 4245447 | 2 | 09/24/2014 | Customer Dispute | Settled | $916,342.00 | $0.00 | See FINRA Report |
| Steven Joseph Marsanskis | 4509094 | 1 | 08/27/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Wetzler | 3101431 | 1 | 08/25/2014 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Donald Richard Barthel | 4205985 | 1 | 08/21/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William P Shade | 2882911 | 1 | 08/12/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Andrew Tynan | 1533361 | 4 | 08/06/2014 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 07/30/2014 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 07/30/2014 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Lee Stephen Neugebauer | 4754832 | 1 | 07/24/2014 | Customer Dispute | Denied | $5,725.00 | $0.00 | See FINRA Report |
| Christopher G Stimming | 2541380 | 3 | 07/21/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |