Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Harrison Smith | 3109241 | 1 | 11/03/2014 | Customer Dispute | Award / Judgment | $3,684,330.00 | $45,989.70 | See FINRA Report |
| Erich Alberto Canseco | 5244010 | 1 | 11/03/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joy Yi Boatwright | 4572307 | 2 | 10/24/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alex Zamoyski | 5963194 | 1 | 10/15/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| C Mark Tingle | 2648807 | 3 | 10/09/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 10/06/2014 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Margaret Mary Gannon | 1661097 | 3 | 09/30/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Poonum Vasishth | 1646066 | 2 | 09/30/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James W O'Keefe | 1803868 | 5 | 09/24/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Deborah Carter Smith | 2657913 | 1 | 09/24/2014 | Customer Dispute | Denied | $12,667.20 | $0.00 | See FINRA Report |