Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victor Eugene Karidakes | 1211351 | 2 | 12/11/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Jay Gladstone | 826897 | 4 | 12/09/2014 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 12/02/2014 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Paul Frederick Treder | 1385049 | 2 | 12/01/2014 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Hsiao-Yun Yang | 4598706 | 1 | 11/25/2014 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Andrew Scott Oberman | 1690228 | 5 | 11/20/2014 | Customer Dispute | Final | $300,000.00 | $0.00 | See FINRA Report |
| Ralph A Jackson | 1569213 | 5 | 11/18/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Albert Pineda Bediones | 4222134 | 1 | 11/07/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lee Bailey Konopka | 1703678 | 1 | 11/05/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keith Thomas Munera | 4783188 | 1 | 11/05/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |