Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| E Mason Cockrell | 1098656 | 2 | 01/20/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stuart Alter | 1015597 | 1 | 01/20/2015 | Customer Dispute | Settled | $425,000.00 | $0.00 | See FINRA Report |
| Crystal Ka-Wai Ho | 4807563 | 1 | 01/18/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Bradley Meyer | 2915969 | 1 | 01/17/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vinicius Bari | 4693575 | 1 | 12/30/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lynne Maria Kytle | 1338779 | 1 | 12/19/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Luis Maria Mayorga | 2796157 | 2 | 12/18/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Francis Davis Moise | 2377159 | 1 | 12/16/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Glenn C Coates | 5303538 | 1 | 12/15/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gidon Abram Nach | 2694862 | 1 | 12/12/2014 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |