Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert D Alegria | 5978340 | 1 | 03/13/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sanh Tuan Vuong | 2907481 | 1 | 03/11/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Charles Serrato | 2458277 | 4 | 03/03/2015 | Customer Dispute | Settled | $986,556.00 | $0.00 | See FINRA Report |
| Clint Michael Rosebush | 4562943 | 1 | 03/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chris L Landis | 2396307 | 1 | 02/27/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Tyler Matthew Eldredge | 5406249 | 1 | 02/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan V Fowlkes | 4638080 | 1 | 02/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Charles Colbert | 2029299 | 2 | 02/09/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barry V Blalock | 5898656 | 1 | 02/07/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Richard Emerson Armiger | 2690957 | 1 | 01/28/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |