Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chad Adam Levy | 6200880 | 1 | 04/23/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rosemary G Phillips | 2754645 | 2 | 04/22/2015 | Customer Dispute | Settled | $443,068.00 | $0.00 | See FINRA Report |
| Luis Maria Mayorga | 2796157 | 2 | 04/19/2015 | Customer Dispute | Denied | $270,000.00 | $0.00 | See FINRA Report |
| Prinya Sommala | 4630609 | 2 | 04/12/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Richard Mc Namara | 1579103 | 7 | 04/10/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Vincent Vallee | 1690492 | 5 | 04/06/2015 | Customer Dispute | Settled | $54,176.00 | $0.00 | See FINRA Report |
| Robert R Wyckoff | 5485872 | 1 | 04/05/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Edouard Yves Crepy | 4845337 | 1 | 04/02/2015 | Customer Dispute | Settled | $598,564.00 | $0.00 | See FINRA Report |
| Jay Landon Hutchcraft | 5140021 | 1 | 03/25/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alex M Pidhorodeckyj | 1157719 | 1 | 03/16/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |