Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James W O'Keefe | 1803868 | 5 | 06/12/2015 | Customer Dispute | Denied | $450,000.00 | $0.00 | See FINRA Report |
| Raffi Robert Vartanian | 2261085 | 3 | 06/04/2015 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Joseph M Reilly | 4048292 | 2 | 06/01/2015 | Customer Dispute | Denied | $9,975.28 | $0.00 | See FINRA Report |
| David Ryan Jeffery | 4124655 | 1 | 05/29/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Dewitt Daughdrill | 823423 | 4 | 05/15/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 05/14/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jesse Starr | 5376837 | 3 | 05/13/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark Joseph Friday | 1155086 | 4 | 05/08/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Allen James | 859508 | 2 | 04/28/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Troy Razeggi | 6152634 | 1 | 04/23/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |