Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shaun C Ferguson | 5735329 | 1 | 10/25/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Neil Lawrence | 4268777 | 1 | 10/20/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Norman Joseph Killop | 2079787 | 5 | 10/19/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Kelley Spector | 2857657 | 1 | 10/02/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Todd O McBride | 5743641 | 1 | 10/02/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Joshua Henry | 4828440 | 1 | 09/27/2023 | Customer Dispute | Denied | $14,600.00 | $0.00 | See FINRA Report |
| S P Powers | 859602 | 1 | 09/26/2023 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| James Eric Monken | 5765921 | 2 | 09/21/2023 | Customer Dispute | Pending | $750,000.00 | $0.00 | See FINRA Report |
| Lionel M Goldberg | 1554193 | 1 | 09/21/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Genai Angelee Walker | 6278502 | 1 | 09/12/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |