Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mario Omar Martinez Chavez | 5195893 | 3 | 07/16/2015 | Customer Dispute | Denied | $191,581.00 | $0.00 | See FINRA Report |
| Joseph Dante Verri | 2248270 | 2 | 07/08/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joseph Dante Verri | 2248270 | 2 | 07/08/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 07/06/2015 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 07/01/2015 | Customer Dispute | Settled | $98,427.60 | $0.00 | See FINRA Report |
| Curtis Mason | 4418497 | 2 | 06/29/2015 | Customer Dispute | Settled | $101,000.00 | $0.00 | See FINRA Report |
| Benjamin Rush Semmes | 5870876 | 1 | 06/26/2015 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Gregory S Stuart | 5485878 | 1 | 06/19/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Bernard Madzin | 1289480 | 8 | 06/18/2015 | Customer Dispute | Settled | $707,000.00 | $0.00 | See FINRA Report |
| Michael Ronald Louaillier | 312940 | 2 | 06/17/2015 | Customer Dispute | Award / Judgment | $195,867.00 | $170,062.00 | See FINRA Report |