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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 771-780 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Todd Michael Powell2971962208/31/2015Customer DisputeDenied$0.00$0.00See FINRA Report
Taher Ted Koly5352904108/28/2015Customer DisputeSettled$1,100,000.00$0.00See FINRA Report
Gary David Bonnewell1199072108/27/2015Customer DisputeDenied$0.00$0.00See FINRA Report
Scott Arthur Gerde1437689308/26/2015Customer DisputeSettled$107,000.00$0.00See FINRA Report
David R Garcia22815142308/11/2015Customer DisputeSettled$4,700,000.00$0.00See FINRA Report
David Steven Rasdolsky2343174107/29/2015Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Zalkind2974158307/24/2015Customer DisputeDenied$52,500.00$0.00See FINRA Report
Steven John Szmak1021339307/21/2015Customer DisputeDenied$51,596.00$0.00See FINRA Report
Christopher Shawn Beckett4816193207/20/2015Customer DisputeDenied$25,000.00$0.00See FINRA Report
Danielle Christinne Assis Cidade3149836107/20/2015Customer DisputeDenied$154,495.00$0.00See FINRA Report

4,993 Results

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