Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Todd Michael Powell | 2971962 | 2 | 08/31/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Taher Ted Koly | 5352904 | 1 | 08/28/2015 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
Gary David Bonnewell | 1199072 | 1 | 08/27/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Scott Arthur Gerde | 1437689 | 3 | 08/26/2015 | Customer Dispute | Settled | $107,000.00 | $0.00 | See FINRA Report |
David R Garcia | 2281514 | 23 | 08/11/2015 | Customer Dispute | Settled | $4,700,000.00 | $0.00 | See FINRA Report |
David Steven Rasdolsky | 2343174 | 1 | 07/29/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Zalkind | 2974158 | 3 | 07/24/2015 | Customer Dispute | Denied | $52,500.00 | $0.00 | See FINRA Report |
Steven John Szmak | 1021339 | 3 | 07/21/2015 | Customer Dispute | Denied | $51,596.00 | $0.00 | See FINRA Report |
Christopher Shawn Beckett | 4816193 | 2 | 07/20/2015 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
Danielle Christinne Assis Cidade | 3149836 | 1 | 07/20/2015 | Customer Dispute | Denied | $154,495.00 | $0.00 | See FINRA Report |