Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laurie Golden-Jeffrey | 1315234 | 2 | 10/05/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Robert Patterson | 1402025 | 1 | 10/05/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Irwin Gordon Persaud | 6184748 | 1 | 10/01/2015 | Customer Dispute | Denied | $12,472.90 | $0.00 | See FINRA Report |
| Stacey A Nissim | 1982975 | 1 | 10/01/2015 | Customer Dispute | Denied | $84,038.60 | $0.00 | See FINRA Report |
| Kevin C Butler | 2986238 | 6 | 09/29/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Edward Smith | 1382729 | 1 | 09/24/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher James Butler | 1894450 | 9 | 09/16/2015 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Oliver Blanco Maldonado | 5642974 | 1 | 09/12/2015 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Steve Wootaek Lee | 2417767 | 1 | 09/03/2015 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Philip James Gullo | 708616 | 2 | 09/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |