Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Tomer Rabizadeh | 5749099 | 1 | 11/30/2015 | Customer Dispute | Award / Judgment | $250,000.00 | $0.00 | See FINRA Report |
James Harold Burk | 1326966 | 1 | 11/24/2015 | Customer Dispute | Denied | $19,494.80 | $0.00 | See FINRA Report |
Robert Thomas Steck | 1094342 | 7 | 11/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jennifer Sierra | 4456790 | 2 | 11/19/2015 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
Adriana Teresa Santoni | 2786747 | 1 | 11/18/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Colin Edward Hammer | 4034070 | 5 | 11/18/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Scott Edward O'Dell | 2314217 | 4 | 11/17/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Antan R Wilson | 5872223 | 1 | 11/02/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Ryan Thomas McDermott | 4136866 | 3 | 10/29/2015 | Customer Dispute | Denied | $79,015.70 | $0.00 | See FINRA Report |
Dean Joaquin Braun | 1501468 | 2 | 10/09/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |