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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 751-760 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Tomer Rabizadeh5749099111/30/2015Customer DisputeAward / Judgment$250,000.00$0.00See FINRA Report
James Harold Burk1326966111/24/2015Customer DisputeDenied$19,494.80$0.00See FINRA Report
Robert Thomas Steck1094342711/23/2015Customer DisputeDenied$0.00$0.00See FINRA Report
Jennifer Sierra4456790211/19/2015Customer DisputeDenied$250,000.00$0.00See FINRA Report
Adriana Teresa Santoni2786747111/18/2015Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Colin Edward Hammer4034070511/18/2015Customer DisputeDenied$0.00$0.00See FINRA Report
Scott Edward O'Dell2314217411/17/2015Customer DisputeDenied$0.00$0.00See FINRA Report
Antan R Wilson5872223111/02/2015Customer DisputeSettled$0.00$0.00See FINRA Report
Ryan Thomas McDermott4136866310/29/2015Customer DisputeDenied$79,015.70$0.00See FINRA Report
Dean Joaquin Braun1501468210/09/2015Customer DisputeDenied$0.00$0.00See FINRA Report

4,993 Results

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