Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Ryan McFerron | 4454740 | 2 | 12/22/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Cindy M Ng | 1725364 | 1 | 12/21/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry Edward Wachtel | 1723958 | 5 | 12/15/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vincent Mario Pecora | 4576994 | 1 | 12/15/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andres Alejandro Hanania | 4788899 | 1 | 12/15/2015 | Customer Dispute | Denied | $260,000.00 | $0.00 | See FINRA Report |
| Richard Aaron Lybarger | 2362336 | 2 | 12/14/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Udel Richardson | 6198367 | 1 | 12/14/2015 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| James Miller Keel | 1181103 | 1 | 12/14/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Charles Montgomery | 1302606 | 2 | 12/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kathleen M Demarco | 3266700 | 1 | 12/01/2015 | Customer Dispute | Closed-No Action | $2,200,000.00 | $0.00 | See FINRA Report |