Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christian Vladimirovich Cherniak | 2437501 | 4 | 01/23/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ray Allen Cox | 1163699 | 1 | 01/22/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter D Tikalsky | 2190644 | 2 | 01/20/2016 | Customer Dispute | Settled | $10,213.00 | $0.00 | See FINRA Report |
| Lloyd Frederick McGlincy | 717292 | 1 | 01/19/2016 | Customer Dispute | Denied | $5,194.00 | $0.00 | See FINRA Report |
| Keith Royce Robinson | 2382963 | 1 | 01/18/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jacob Gershon Shapira | 1890969 | 6 | 01/13/2016 | Customer Dispute | Denied | $425,068.00 | $0.00 | See FINRA Report |
| Manuel Dermanuelian | 5333267 | 1 | 01/08/2016 | Customer Dispute | Denied | $6,612.22 | $0.00 | See FINRA Report |
| Frank Albert Lazar | 4217376 | 3 | 01/07/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin Q Moll | 1228895 | 2 | 12/31/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert N Newman | 4237176 | 7 | 12/24/2015 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |