Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert N Newman | 4237176 | 7 | 02/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carlos Alberto Araguas | 4456343 | 3 | 02/21/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jack Douglas Banning | 2308851 | 1 | 02/21/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brad Mitchell Weinman | 1197646 | 4 | 02/19/2016 | Customer Dispute | Final | $200,000.00 | $0.00 | See FINRA Report |
| Andrew William Stash | 2999044 | 2 | 02/18/2016 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Jane Alice Stevens | 6118506 | 1 | 02/15/2016 | Customer Dispute | Closed-No Action | $5,179.05 | $0.00 | See FINRA Report |
| Drew Martin Reinhardt | 1457827 | 4 | 02/12/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Philip James Byrne | 4547706 | 2 | 02/11/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pamela Hope Bayard | 1473898 | 3 | 02/10/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lee Jay Dunayer | 1538383 | 5 | 02/10/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |