Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David E Smith | 1148634 | 1 | 03/15/2016 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| William Joseph Jones | 1030683 | 4 | 03/15/2016 | Customer Dispute | Denied | $135,000.00 | $0.00 | See FINRA Report |
| Victor Allen Peach | 2503367 | 3 | 03/10/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Robin Romance | 2682093 | 3 | 03/07/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Rosen | 1706321 | 4 | 03/02/2016 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Nancy R Spidell | 2576667 | 1 | 03/01/2016 | Customer Dispute | Settled | $111,000.00 | $0.00 | See FINRA Report |
| Harris Joe Sterling | 603237 | 2 | 02/26/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grant Allen Baker | 2250922 | 1 | 02/25/2016 | Customer Dispute | Denied | $9,879.00 | $0.00 | See FINRA Report |
| Edward A Thomasco | 2086787 | 3 | 02/25/2016 | Customer Dispute | Settled | $114,904.00 | $0.00 | See FINRA Report |
| Richard L Sholty | 1396531 | 4 | 02/24/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |