Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Howard K Wen | 2833693 | 6 | 04/10/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 04/05/2016 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Jeffrey Harold Leach | 3231849 | 2 | 04/04/2016 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Melissa Ann Hirschi | 5296155 | 1 | 04/03/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David E Doll | 5244703 | 1 | 03/29/2016 | Customer Dispute | Settled | $39,541.00 | $0.00 | See FINRA Report |
| Justin Virgil Smith | 3034605 | 1 | 03/23/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald Alan Grossman | 1576406 | 2 | 03/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Susanna L Adler | 2937395 | 4 | 03/18/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christa B Garrett | 2368776 | 1 | 03/17/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Silvana Beatrice Nandin | 1629594 | 1 | 03/16/2016 | Customer Dispute | Settled | $82,000.00 | $0.00 | See FINRA Report |