Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Sterling Howe | 5839978 | 1 | 05/04/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Karl David Tresner | 5468754 | 2 | 05/04/2016 | Customer Dispute | Denied | $12,760.00 | $0.00 | See FINRA Report |
| John David Naslund | 1025488 | 3 | 04/27/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Philip Anderson | 1254635 | 1 | 04/25/2016 | Customer Dispute | Award / Judgment | $1,898,870.00 | $128,000.00 | See FINRA Report |
| Stephen Tildon Lucas | 4679440 | 1 | 04/22/2016 | Customer Dispute | Denied | $115,156.00 | $0.00 | See FINRA Report |
| John Raphael Privitelli | 733924 | 1 | 04/21/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Susanna L Adler | 2937395 | 4 | 04/21/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jennifer M Keel | 5836533 | 1 | 04/19/2016 | Customer Dispute | Denied | $125,200.00 | $0.00 | See FINRA Report |
| Galaham Zuanich | 4466984 | 1 | 04/14/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Robert Sain | 1629842 | 4 | 04/13/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |