Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Valcik | 5862453 | 1 | 05/23/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Moira L Patterson | 4275847 | 1 | 05/19/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Liam Emmett Patterson | 5363720 | 1 | 05/19/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Carl Groose | 4867935 | 2 | 05/17/2016 | Customer Dispute | Settled | $90,306.00 | $0.00 | See FINRA Report |
| Tiffany A Adams | 3207183 | 3 | 05/17/2016 | Customer Dispute | Settled | $20,549.00 | $0.00 | See FINRA Report |
| Patrick J Aubry | 1356325 | 2 | 05/16/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin B Ou | 5470720 | 1 | 05/10/2016 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 05/09/2016 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| James Lee Ferrell | 4002357 | 1 | 05/09/2016 | Customer Dispute | Denied | $83,300.00 | $0.00 | See FINRA Report |
| Joseph Francis Huhn | 1227037 | 1 | 05/04/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |