Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Stone | 6150265 | 1 | 07/06/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Marion Elizabeth Tettke | 4569264 | 1 | 07/05/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Robert Abbott | 4331367 | 1 | 06/17/2016 | Customer Dispute | Denied | $9,414.55 | $0.00 | See FINRA Report |
| Peter Joseph Haack | 1344737 | 1 | 06/16/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert John Hannah | 4550801 | 1 | 06/15/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Colin Edward Hammer | 4034070 | 5 | 06/10/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Francis Durso | 861907 | 2 | 06/08/2016 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| John I Snyder | 1018046 | 2 | 05/31/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shih-Wei Tao | 4025300 | 2 | 05/30/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicole M Rudd | 3166871 | 2 | 05/24/2016 | Customer Dispute | Denied | $18,400.00 | $0.00 | See FINRA Report |