Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert John Coronel | 2126831 | 8 | 09/28/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Orr Robison | 2414684 | 2 | 09/20/2016 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 09/19/2016 | Customer Dispute | Settled | $699,000.00 | $0.00 | See FINRA Report |
| Patrick F Henry | 1375424 | 2 | 09/19/2016 | Customer Dispute | Award / Judgment | $8,612.50 | $690.00 | See FINRA Report |
| John James McLaughlin | 3140624 | 3 | 09/16/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| John David Naslund | 1025488 | 3 | 09/15/2016 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Christopher James Butler | 1894450 | 9 | 09/15/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Robert J Hanes | 2356898 | 4 | 09/12/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Monty Shea Holcombe | 4119238 | 2 | 08/30/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher James Butler | 1894450 | 9 | 08/26/2016 | Customer Dispute | Settled | $340,000.00 | $0.00 | See FINRA Report |