Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Rocco Colli | 2398062 | 12 | 10/26/2016 | Customer Dispute | Settled | $39,015.90 | $0.00 | See FINRA Report |
| Steven Prumo | 2639922 | 3 | 10/24/2016 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| James Vincent Pucciarelli | 731754 | 2 | 10/19/2016 | Customer Dispute | Closed-No Action | $35,418.00 | $0.00 | See FINRA Report |
| Steven Steven Douek | 4913839 | 1 | 10/14/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andres Marek | 1582728 | 1 | 10/14/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rachel A Tavlarides | 4869115 | 1 | 10/12/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kevin C Butler | 2986238 | 6 | 10/12/2016 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Christopher James Butler | 1894450 | 9 | 10/12/2016 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Rodrigo Mendes | 2948279 | 5 | 10/06/2016 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |
| Kurt Matthew Overton | 5004000 | 1 | 09/28/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |