Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Anthony Fezza | 1133552 | 5 | 12/16/2016 | Customer Dispute | Denied | $50,096.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 12/13/2016 | Customer Dispute | Settled | $2,212,350.00 | $0.00 | See FINRA Report |
| James Duffy | 1652887 | 4 | 12/09/2016 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| David Ross Searcy | 2264199 | 5 | 12/08/2016 | Customer Dispute | Award / Judgment | $0.00 | $83,192.60 | See FINRA Report |
| Joseph Charles Serrato | 2458277 | 4 | 12/02/2016 | Customer Dispute | Settled | $334,000.00 | $0.00 | See FINRA Report |
| Donald F Eurillo | 2345091 | 1 | 11/23/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Sefaradi | 5987228 | 1 | 11/22/2016 | Customer Dispute | Denied | $8,932.13 | $0.00 | See FINRA Report |
| Ernest Joseph Dean | 2223858 | 2 | 11/22/2016 | Customer Dispute | Denied | $64,000.00 | $0.00 | See FINRA Report |
| Brenton Tyler Purcell | 5301115 | 3 | 11/08/2016 | Customer Dispute | Denied | $42,800.00 | $0.00 | See FINRA Report |
| Philip Herschel Crosby | 705145 | 1 | 11/08/2016 | Customer Dispute | Settled | $16,528.50 | $0.00 | See FINRA Report |