Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Rocco Colli | 2398062 | 12 | 02/16/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Jones | 1423348 | 4 | 02/10/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Edward Park | 5226079 | 1 | 02/03/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Richardson Hopper | 2200873 | 4 | 01/31/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Jeffrey Clay | 2224431 | 3 | 01/25/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 01/19/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Kepchar | 268212 | 5 | 01/05/2017 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Philip David Plotnick | 1363049 | 1 | 01/03/2017 | Customer Dispute | Denied | $172,296.00 | $0.00 | See FINRA Report |
| Perry Clark Lee | 1228655 | 7 | 12/21/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert James Silva | 4689595 | 1 | 12/19/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |