Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony William Smith | 2883128 | 3 | 04/06/2017 | Customer Dispute | Settled | $28,340.50 | $0.00 | See FINRA Report |
| Richard H Krollman | 4003217 | 1 | 04/04/2017 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Ronnie Jamie Marceaux | 4053858 | 2 | 03/23/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anne Afton Rutherford | 1188217 | 5 | 03/23/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joshua Michael Pianko | 2804762 | 2 | 03/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roberto Gamarra | 4140895 | 1 | 03/17/2017 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Laurance R Clark | 1189778 | 3 | 03/16/2017 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| David Lawrence MacK | 2689029 | 3 | 03/09/2017 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Byron David Hood | 1313550 | 3 | 03/07/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keith Richard Meyer | 4536350 | 1 | 02/27/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |