Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip David Stair | 4645877 | 2 | 12/11/2023 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Donald Ivan Zabudsky | 2644777 | 1 | 12/09/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alyce W Weixler | 2559926 | 1 | 12/07/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Marci Anne Coots | 5584723 | 1 | 12/07/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Chelsea Deng | 4179306 | 1 | 12/05/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Hugo Fischer Mantilla | 2197853 | 1 | 12/01/2023 | Customer Dispute | Withdrawn | $20,000,000.00 | $0.00 | See FINRA Report |
| Charles Donald Lombardi | 2846847 | 2 | 12/01/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Robert Poulin | 2034087 | 4 | 11/20/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Marrujo | 4123625 | 1 | 11/20/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marcie Beth Daleo | 1234009 | 3 | 11/17/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |