Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Bradley Andrew Marks | 4541579 | 2 | 05/02/2017 | Customer Dispute | Denied | $68,294.20 | $0.00 | See FINRA Report |
Annamarie Louise Priolo | 4266826 | 1 | 05/02/2017 | Customer Dispute | Denied | $68,294.20 | $0.00 | See FINRA Report |
Rhonda Lee Viapiano | 1416221 | 1 | 05/01/2017 | Customer Dispute | Denied | $115,156.00 | $0.00 | See FINRA Report |
Matthew J Decapite | 4285855 | 1 | 04/27/2017 | Customer Dispute | Denied | $102,726.00 | $0.00 | See FINRA Report |
Donald John Witkowski | 2403762 | 2 | 04/25/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Glen Patrick Gill | 5087228 | 1 | 04/25/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Lindsey E Sawicki | 5909822 | 1 | 04/24/2017 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
Richard T Burns | 3024029 | 2 | 04/20/2017 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
Brandon M Cable | 3054620 | 2 | 04/20/2017 | Customer Dispute | Denied | $6,396.67 | $0.00 | See FINRA Report |
Alexandre Luiz Santos Leal | 2713074 | 1 | 04/13/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |