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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 581-590 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Bradley Andrew Marks4541579205/02/2017Customer DisputeDenied$68,294.20$0.00See FINRA Report
Annamarie Louise Priolo4266826105/02/2017Customer DisputeDenied$68,294.20$0.00See FINRA Report
Rhonda Lee Viapiano1416221105/01/2017Customer DisputeDenied$115,156.00$0.00See FINRA Report
Matthew J Decapite4285855104/27/2017Customer DisputeDenied$102,726.00$0.00See FINRA Report
Donald John Witkowski2403762204/25/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Glen Patrick Gill5087228104/25/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Lindsey E Sawicki5909822104/24/2017Customer DisputeSettled$15,000.00$0.00See FINRA Report
Richard T Burns3024029204/20/2017Customer DisputeClosed-No Action$30,000.00$0.00See FINRA Report
Brandon M Cable3054620204/20/2017Customer DisputeDenied$6,396.67$0.00See FINRA Report
Alexandre Luiz Santos Leal2713074104/13/2017Customer DisputeDenied$0.00$0.00See FINRA Report

4,993 Results

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