Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Michael Peters | 1222161 | 2 | 06/08/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Louis Lombardi | 2437234 | 3 | 06/07/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jesse Starr | 5376837 | 3 | 06/07/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Nicholas Inserra | 1030626 | 1 | 06/03/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher James Butler | 1894450 | 9 | 05/22/2017 | Customer Dispute | Final | $395,579.00 | $0.00 | See FINRA Report |
| Marco Rodolfo Bigotti | 4626023 | 1 | 05/18/2017 | Customer Dispute | Withdrawn | $139,454.00 | $0.00 | See FINRA Report |
| Laurance R Clark | 1189778 | 3 | 05/17/2017 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| John James McLaughlin | 3140624 | 3 | 05/12/2017 | Customer Dispute | Settled | $47,483.00 | $0.00 | See FINRA Report |
| Edward Eugene Washell | 4287737 | 1 | 05/10/2017 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Alex Muscati | 2311373 | 8 | 05/04/2017 | Customer Dispute | Settled | $123,000.00 | $0.00 | See FINRA Report |