Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rafael Alberto Gonzalez | 2096117 | 17 | 08/14/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Richard Mc Namara | 1579103 | 7 | 08/07/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Aloysius Juracka | 708735 | 3 | 08/04/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Anita Oplotnik | 4358816 | 1 | 08/04/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Haag Riga | 1067093 | 4 | 08/03/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Michael Pallach | 1591489 | 2 | 07/28/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ryan Thomas McDermott | 4136866 | 3 | 06/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Jay Bogatch | 1791399 | 2 | 06/16/2017 | Customer Dispute | Settled | $203,044.00 | $0.00 | See FINRA Report |
| Matthew Edward Nance | 1995912 | 1 | 06/13/2017 | Customer Dispute | Closed-No Action | $524,344.00 | $0.00 | See FINRA Report |
| Brandon M Cable | 3054620 | 2 | 06/09/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |