Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Ivan Flynn | 869817 | 5 | 09/25/2017 | Customer Dispute | Award / Judgment | $41,493.00 | $0.00 | See FINRA Report |
| Kevin James Birkner | 5831301 | 1 | 09/15/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Todd Ellis Bonime | 1144628 | 1 | 09/14/2017 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See FINRA Report |
| Thomas Victor Strackhouse | 5888436 | 2 | 09/11/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Benjamin Bufkin | 4206635 | 1 | 09/07/2017 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 09/05/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Justin Edwin Fister | 4504496 | 1 | 09/05/2017 | Customer Dispute | Denied | $54,456.60 | $0.00 | See FINRA Report |
| Ricardo Fontana Guimaraes | 5442981 | 2 | 08/31/2017 | Customer Dispute | Settled | $164,971.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 08/22/2017 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Walter J Krop | 1287437 | 3 | 08/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |