Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicolas German Boker | 5089029 | 1 | 12/14/2017 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Christopher Dean Montgomery | 2907130 | 2 | 12/12/2017 | Customer Dispute | Denied | $128,000.00 | $0.00 | See FINRA Report |
| Adam Lang Fetterman | 2053684 | 2 | 12/05/2017 | Customer Dispute | Denied | $280,000.00 | $0.00 | See FINRA Report |
| Scott Lee Hoffman | 1223634 | 7 | 10/20/2017 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Jeffrey Charles Hylton | 2288917 | 1 | 10/17/2017 | Customer Dispute | Settled | $323,990.00 | $0.00 | See FINRA Report |
| Jonathan Scott Leopold | 1729492 | 4 | 10/04/2017 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Joseph M Olexa | 2939331 | 1 | 10/02/2017 | Customer Dispute | Denied | $650,050.00 | $0.00 | See FINRA Report |
| Matthew Thomas Barrus | 3185713 | 1 | 10/02/2017 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| William Robert Doss | 6482322 | 1 | 09/29/2017 | Customer Dispute | Settled | $24,654.00 | $0.00 | See FINRA Report |
| Joseph S Stern | 2994501 | 1 | 09/26/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |