Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glenn Owen Sneed | 6712932 | 1 | 02/11/2018 | Customer Dispute | Denied | $47,246.00 | $0.00 | See FINRA Report |
| Nikolas Marshal Barr | 5148394 | 1 | 02/07/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eugene Joseph Goodreault | 3121930 | 1 | 02/06/2018 | Customer Dispute | Settled | $17,216.90 | $0.00 | See FINRA Report |
| Cara Michelle Paynter | 4687406 | 1 | 02/05/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Monatlik | 705932 | 5 | 01/27/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Scerra | 1200076 | 1 | 01/22/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Theodore Grimes Hart | 1766759 | 1 | 01/17/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Robert Marotto | 5473140 | 1 | 01/02/2018 | Customer Dispute | Denied | $220,000.00 | $0.00 | See FINRA Report |
| Alan Michael Hess | 734166 | 3 | 12/22/2017 | Customer Dispute | Award / Judgment | $310,332.00 | $173,202.00 | See FINRA Report |
| Peter J Seminara | 4260621 | 1 | 12/14/2017 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See FINRA Report |