Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neil Alan Fox | 212289 | 4 | 11/30/-0001 | Customer Dispute | Award / Judgment | $0.00 | $12,000.00 | See FINRA Report |
| Stephen Kepchar | 268212 | 5 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Michael Finnegan | 819247 | 2 | 11/30/-0001 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |