Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mario Omar Martinez Chavez | 5195893 | 3 | 03/28/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 03/21/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Francis Willer | 467367 | 1 | 03/14/2018 | Customer Dispute | Award / Judgment | $667,725.00 | $0.00 | See FINRA Report |
| Timothy Paul Newman | 1101109 | 2 | 03/07/2018 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joseph M Reilly | 4048292 | 2 | 03/06/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Terry Lee Osborn | 4829348 | 1 | 03/02/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gloria Ann Walas | 1076428 | 2 | 02/26/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Monatlik | 705932 | 5 | 02/22/2018 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See FINRA Report |
| Paul Lawrence Stickley | 4900294 | 1 | 02/22/2018 | Customer Dispute | Denied | $15,442.60 | $0.00 | See FINRA Report |
| Caresse H Blevins | 2925508 | 1 | 02/21/2018 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |