Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Charles Sherman | 2233839 | 3 | 06/01/2018 | Customer Dispute | Award / Judgment | $32,550.00 | $0.00 | See FINRA Report |
| Jonathan Ross Fladell | 4986647 | 3 | 05/31/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 05/23/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sunny S Krishnani | 5691706 | 1 | 05/22/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael C Marra | 5540588 | 1 | 05/22/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 05/07/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donna Jean MacKay | 2440146 | 3 | 05/03/2018 | Customer Dispute | Denied | $28,305.40 | $0.00 | See FINRA Report |
| Sally Ann Weger | 2591057 | 6 | 05/03/2018 | Customer Dispute | Denied | $28,305.40 | $0.00 | See FINRA Report |
| Robert Thomas Steck | 1094342 | 7 | 04/23/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alex Muscati | 2311373 | 8 | 04/13/2018 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |