Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Anthony Marini | 5250716 | 1 | 08/17/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 08/14/2018 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |
| Drew Martin Reinhardt | 1457827 | 4 | 08/11/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frances Terkowitz Goldstein | 715632 | 4 | 08/03/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Perry Clark Lee | 1228655 | 7 | 07/24/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Willard Ross | 4456842 | 1 | 07/13/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Lee Littlefield | 4597109 | 1 | 07/10/2018 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| C Noel Williams | 2540177 | 4 | 07/09/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Byron David Hood | 1313550 | 3 | 06/26/2018 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Vladislav Madatov | 2661402 | 2 | 06/04/2018 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |