Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David R Garcia | 2281514 | 23 | 10/01/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Joseph A Michael | 3222880 | 1 | 09/20/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Edward Rulison | 407131 | 5 | 09/18/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Robert Schaeffer | 4412669 | 1 | 09/10/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen D Guttenberg | 2455468 | 3 | 08/28/2018 | Customer Dispute | Final | $50,000.00 | $0.00 | See FINRA Report |
| Ronald Kenneth Wilson | 2623274 | 2 | 08/27/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 08/24/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Greg Alexander Gangas | 1896408 | 3 | 08/23/2018 | Customer Dispute | Settled | $43,456,300.00 | $0.00 | See FINRA Report |
| Glenn Stefan Henshaw | 719097 | 1 | 08/22/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sanford John Roberds | 3227574 | 3 | 08/21/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |