Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Francis Durso | 861907 | 2 | 05/01/1983 | Customer Dispute | Settled | $13,298.00 | $0.00 | See FINRA Report |
| Patrick Michael Ryan | 408262 | 1 | 01/01/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Baylis McKee Gruber | 231242 | 2 | 12/14/1982 | Customer Dispute | Award / Judgment | $0.00 | $83,140.00 | See FINRA Report |
| Tom Earl Barnes | 819261 | 2 | 11/29/1982 | Customer Dispute | Settled | $176,000.00 | $0.00 | See FINRA Report |
| Richard G Golod | 842330 | 2 | 11/13/1981 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| John Xavier Magnesio | 1236188 | 1 | 11/30/-0001 | Customer Dispute | Award / Judgment | $3,105.13 | $3,105.13 | See FINRA Report |
| Stephen Kepchar | 268212 | 5 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Allan Booth | 1001708 | 2 | 11/30/-0001 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Kent Chapman Guernsey | 1371793 | 1 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Michael Finnegan | 819247 | 2 | 11/30/-0001 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |