Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Marvin Friedman | 1289532 | 1 | 04/01/1985 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| David Andrew Jennings | 839324 | 2 | 01/30/1985 | Customer Dispute | Settled | $127,682.00 | $0.00 | See FINRA Report |
| Philip Francis Decarlo | 63546 | 3 | 11/20/1984 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Roland W Killcreas | 1045796 | 4 | 05/28/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roland W Killcreas | 1045796 | 4 | 02/22/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roland W Killcreas | 1045796 | 4 | 01/30/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roland W Killcreas | 1045796 | 4 | 01/30/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tony Michael Penzone | 359945 | 10 | 12/30/1983 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Ivan Flynn | 869817 | 5 | 08/25/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Joseph Jones | 1030683 | 4 | 06/28/1983 | Customer Dispute | Award / Judgment | $0.00 | $250.00 | See FINRA Report |