Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arnold Schwartz | 502377 | 4 | 03/01/1987 | Customer Dispute | Settled | $28,137.20 | $0.00 | See FINRA Report |
| Richard Harry Wilson | 870323 | 2 | 02/10/1987 | Customer Dispute | Award / Judgment | $1,000,000.00 | $11,175.70 | See FINRA Report |
| Richard Kent Grimshaw | 1188832 | 2 | 01/09/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Kent Grimshaw | 1188832 | 2 | 01/05/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edwin Locksley Stanton | 433727 | 5 | 10/09/1986 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Michael Ivan Flynn | 869817 | 5 | 04/18/1986 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gerard Domenic Ciccio | 868843 | 1 | 02/01/1986 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Keith Evans | 835311 | 1 | 01/01/1986 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen C Ibarguen | 1130652 | 3 | 06/24/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kirk Gerard Aguer | 1852 | 12 | 05/07/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |