Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Ann Davis | 1029653 | 3 | 12/01/1988 | Customer Dispute | Award / Judgment | $746,000.00 | $47,500.00 | See FINRA Report |
| John Frederick Fisher | 1244294 | 1 | 11/29/1988 | Customer Dispute | Award / Judgment | $0.00 | $20,000.00 | See FINRA Report |
| Marcie Beth Daleo | 1234009 | 3 | 11/23/1988 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Robert Elliott Dunlap | 1341879 | 7 | 10/20/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Brent Maratea | 1278603 | 5 | 09/12/1988 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Philip Allan Crew | 1380120 | 1 | 09/08/1988 | Customer Dispute | Award / Judgment | $33,433.00 | $31,938.00 | See FINRA Report |
| Christopher Charles Deckas | 725221 | 2 | 09/01/1988 | Customer Dispute | Award / Judgment | $0.00 | $15,400.00 | See FINRA Report |
| Daniel Dennis Crawford | 1139983 | 2 | 07/01/1988 | Customer Dispute | Settled | $66,000.00 | $0.00 | See FINRA Report |
| Stephen Howard Davis | 1264575 | 6 | 06/21/1988 | Customer Dispute | Settled | $131,214.00 | $0.00 | See FINRA Report |
| Philip Francis Decarlo | 63546 | 3 | 06/08/1988 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |