Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stamford Yung Niou | 1283978 | 2 | 04/13/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward John Boulbol | 1282129 | 3 | 03/22/1989 | Customer Dispute | Award / Judgment | $1,345,710.00 | $106,399.00 | See FINRA Report |
| Frank Vincent Fabiano | 1266176 | 2 | 03/09/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Gerard Finizio | 1273682 | 2 | 03/02/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Alan Price | 1336688 | 2 | 01/06/1989 | Customer Dispute | Award / Judgment | $80,000.00 | $61,410.00 | See FINRA Report |
| Steven Claude Matthews | 1003959 | 4 | 01/04/1989 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Alan Robert Lyons | 315354 | 1 | 01/01/1989 | Customer Dispute | Award / Judgment | $200,000.00 | $20,187.00 | See FINRA Report |
| Richard Brent Maratea | 1278603 | 5 | 12/17/1988 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Jeffery M Lewis | 815312 | 1 | 12/15/1988 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Barbara Gefen Jaffe | 862763 | 1 | 12/12/1988 | Customer Dispute | Settled | $105,000.00 | $0.00 | See FINRA Report |