Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Paul Riccardi | 1142750 | 1 | 11/10/1989 | Customer Dispute | Award / Judgment | $970.00 | $271.69 | See FINRA Report |
| Darrell Stephen Hyde | 1646615 | 2 | 11/09/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Conway | 52858 | 2 | 11/01/1989 | Customer Dispute | Award / Judgment | $0.00 | $1,104,000.00 | See FINRA Report |
| Richard Brent Maratea | 1278603 | 5 | 10/25/1989 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Sheryl Jan Steinhart | 1008059 | 2 | 10/04/1989 | Customer Dispute | Award / Judgment | $40,000.00 | $50,576.00 | See FINRA Report |
| Steven Lee Fusco | 1070826 | 2 | 10/02/1989 | Customer Dispute | Award / Judgment | $115,000.00 | $16,250.00 | See FINRA Report |
| Brian Deckard | 1280144 | 1 | 10/01/1989 | Customer Dispute | Settled | $265,000.00 | $0.00 | See FINRA Report |
| Judy W Lev | 1106636 | 5 | 06/01/1989 | Customer Dispute | Award / Judgment | $12,000.00 | $12,705.80 | See FINRA Report |
| Robert Elliott Dunlap | 1341879 | 7 | 04/18/1989 | Customer Dispute | Award / Judgment | $63,000.00 | $36,500.00 | See FINRA Report |
| Robert Elliott Dunlap | 1341879 | 7 | 04/17/1989 | Customer Dispute | Award / Judgment | $76,000.00 | $48,978.00 | See FINRA Report |