Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Jay Gladstone | 826897 | 4 | 02/02/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Franklin | 1144368 | 4 | 02/02/1990 | Customer Dispute | Award / Judgment | $7,215.56 | $5,772.45 | See FINRA Report |
| Lou Athanas | 1500404 | 2 | 02/01/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jack Winfield Graves | 1349955 | 12 | 01/24/1990 | Customer Dispute | Settled | $76,828.50 | $0.00 | See FINRA Report |
| Robert Berson Gillen | 221719 | 1 | 01/01/1990 | Customer Dispute | Award / Judgment | $0.00 | $2,315.00 | See FINRA Report |
| John David Burgraff | 1410273 | 5 | 01/01/1990 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Andrew Cooper | 717835 | 2 | 12/22/1989 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Geoffrey Paul Schroeder | 1002289 | 2 | 12/01/1989 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| Joyce Shultz Goldfarb | 850167 | 2 | 12/01/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sanford Feldman | 857292 | 1 | 11/12/1989 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |