Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Faye Angela Mellos | 863317 | 2 | 11/15/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tom Earl Barnes | 819261 | 2 | 11/14/1990 | Customer Dispute | Award / Judgment | $250,000.00 | $89,673.00 | See FINRA Report |
| Blair Louis Horne | 1270875 | 4 | 11/06/1990 | Customer Dispute | Settled | $33,125.00 | $0.00 | See FINRA Report |
| Kenneth Bruce Gautschi | 722931 | 4 | 11/01/1990 | Customer Dispute | Settled | $19,247.10 | $0.00 | See FINRA Report |
| Thomas Edward Mullen | 1022988 | 1 | 10/12/1990 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Victor Eugene Karidakes | 1211351 | 2 | 09/18/1990 | Customer Dispute | Settled | $72,755.40 | $0.00 | See FINRA Report |
| David Sgorbati | 870013 | 3 | 09/12/1990 | Customer Dispute | Settled | $253,000.00 | $0.00 | See FINRA Report |
| William C Brown | 1392214 | 2 | 09/07/1990 | Customer Dispute | Settled | $14,277.00 | $0.00 | See FINRA Report |
| Zachary Scott Hanoyan | 1578450 | 3 | 08/01/1990 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Mark John Jakubovie | 735372 | 5 | 08/01/1990 | Customer Dispute | Settled | $151,364.00 | $0.00 | See FINRA Report |