Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Michael Peters | 1222161 | 2 | 04/09/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter John Christus | 705327 | 1 | 04/08/1991 | Customer Dispute | Award / Judgment | $117,167.00 | $15,000.00 | See FINRA Report |
| J Timothy Thompson | 838318 | 1 | 04/01/1991 | Customer Dispute | Award / Judgment | $950.00 | $250.00 | See FINRA Report |
| Michael Engle Peacock | 1720299 | 4 | 04/01/1991 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Arthur Joseph Lubin | 313752 | 3 | 04/01/1991 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| James Gerard Mestl | 713816 | 1 | 03/01/1991 | Customer Dispute | Award / Judgment | $100,000.00 | $9,118.00 | See FINRA Report |
| Dean D Trindle | 704797 | 5 | 03/01/1991 | Customer Dispute | Settled | $310,000.00 | $0.00 | See FINRA Report |
| William Joseph Jones | 1030683 | 4 | 02/20/1991 | Customer Dispute | Award / Judgment | $336,000.00 | $44,875.00 | See FINRA Report |
| Michael Rudolph Glovas | 1545394 | 4 | 02/01/1991 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |
| Neil Scott Mitchell | 1027356 | 4 | 01/22/1991 | Customer Dispute | Settled | $129,000.00 | $0.00 | See FINRA Report |