Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert David Sherwin | 732409 | 8 | 08/15/1991 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Stephen Leroy Howlett | 251622 | 2 | 08/13/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Heun | 721284 | 3 | 08/12/1991 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jack Winfield Graves | 1349955 | 12 | 08/05/1991 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Steven Haag Riga | 1067093 | 4 | 07/22/1991 | Customer Dispute | Settled | $71,043.00 | $0.00 | See FINRA Report |
| Robert David Sherwin | 732409 | 8 | 07/21/1991 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| James P Lillie | 1033181 | 1 | 07/18/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Claudia Holliman | 1162158 | 1 | 07/16/1991 | Customer Dispute | Award / Judgment | $100,000.00 | $300,000.00 | See FINRA Report |
| Kenneth Charles Silva | 1106054 | 1 | 07/15/1991 | Customer Dispute | Award / Judgment | $3,500,000.00 | $1,800.00 | See FINRA Report |
| Edwin Lee Katz | 1154913 | 3 | 07/01/1991 | Customer Dispute | Settled | $37,700.00 | $0.00 | See FINRA Report |